capital market.” Ms. Ruenvadee said: “The SEC Strategic Plan 2022-2024 is consistent and corresponds with the national direction, from the level of National Strategy to subsequent plans, including the Draft
oversight procedures are consistent. The MOU also prioritizes information sharing for mutual best interest. The signatories aim to support human resource development in the financial sector and educate
Mutual Funds? program which has been running for 11 years. The SET believes that the Project will help raise public awareness on making consistent and continuous investment.?Chartsiri Sophonpanich
/CDD standards. In 2025, the SEC enhanced KYC/CDD standards for digital asset business operators. Building on this effort, the SEC now intends to establish consistent supervisory guidelines for
executives to clarify or disclose additional information within a specified period and suspend the approval of the issuance of the structured notes, or suspend the offer for sale of the structured notes until
) suspend the operation of business in the category relating to the maintenance of capital until the intermediary regains the maintenace of capital in accordance with the Notification concerning Maintenance
maintenance of capital within the period under Clause 12 (3) or does not have capital for more than five consecutive busienss days, it shall: 7 (1) suspend the operation of business in the category relating to
; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an approval to be a custodian, and the Office may use such information for the
8 to Clause 11, the Office shall proceed as follows: (1) Put on probation; (2) Suspend the approval to be a custodian for the certain period of time or under the specific conditions; (3) Revoke an
refrain from expanding, to suspend, or to rectify its business operation pursuant to section 141, section 142 or section 143 of the Securities and Exchange Act B.E. 2535 (1992); (6) the management company