3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
mutual fund scheme; (2) name of the management company; (3) name of the mutual fund supervisor; (4) name of the unitholder registrar of mutual fund; (5) type, objective and maturity period of mutual fund
Determination of Other Securities Which Are Not Subject to Provisions concerning Public Offering of Securities
Re: Determination of Characteristics of Centers or Networks Which Are Not Deemed as Derivatives Exchange
Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities
Contract that is not subject to the Act, BE 2546 derivatives.
Contract That Is Not Subject to the Derivatives Act B.E. 2546 (2003) (No. 3)
investor shall be deemed the securities not subject to provisions of Chapter 3 [of the Securities and Exchange Act B.E. 2535 (1992)] concerning Public Offering for Sale of Securities as long as the scheme is