) governmental financial institution established under a specific law. Division 1 Prohibited Characteristics Clause 28 Personnel in the capital market business shall not possess the following prohibited
Captial Market Supervisory Board Re: Temporary Rules on Business Operation of Specific Intermediaries And a Certain Type of Derivatives Intermediaries shall maintain the capital in accordance with Paragraph
Commission No. Kor Thor. 4/2557 Re: Ongoing Capital Adequacy of Some Specific Intermediaries dated 5 June 2014; (2) Notification of the Securities and Exchange Commission No. Kor Thor. 12/2560 Re: Ongoing
first quarter ended March 31, 2019 with those of 2018. This report discusses principal changes in the reviewed consolidated financial statements. Overall market environment The Thai economy for the first
reference. 2 Notification of the Capital Market Supervisory Board No. TorThor. 84/2552 Re: Custody of Assets of Clients by Licensed Derivatives Brokers _____________ By virtue of Section 18, Section 33 and
promissory note that ordered payment or issued by a commercial bank or other banks established under specific law or securities 3 Amended by the Notification of the Capital Market Supervisory Board No. TorThor
, research on securities or capital market or other similar business functions; (c) Business function relating to commercial banking services or other similar business functions; Regardless of whether such
relating to securities services, securities operation, research on securities or capital market or other similar lines of work; (c) a line of work relating to commercial banking services or other similar