Business Development, Ministry of Commerce, shall be authorized to make a change of and an addition to wordings in order to comply with the order of the registrar as well as carry out any necessary or
focused on all major agencies. The Company’s senior executives would meet these agencies to clarify business policy, fair and honest practices with the clients as well as presenting the Company's new
is to ensure that the Thai people will be able to benefit comprehensively and equitably from the capital market, promoting sustainable financial well-being. In implementing this strategic plan, a
, changes in consumer behavior from New Normal situation, and uncertainty of household income, as well as, the exaction of financial institution and liquidity of business. Nevertheless, the business sector
involving booth setups related to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products
throughout the term of the bonds; (2) A waiver of the terms and conditions to allow the bond issuer to negotiate or enter into any agreements with creditors for debt restructuring without it being
sectors in the capital market, fostering collaboration to sustainably contribute to societal well-being,” said SEC Secretary-General Pornanong Budsaratragoon. Phase 1 of the Public Empowerment through
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
invest in some claim-to-be digital tokens which is in fact another form of Ponzi scheme. Such scheme can be detected by ambiguous business plans, products or platforms, as well as the lack of trustworthy
Bangkok, 15 January 2018 ? The SEC has announced today the three-year Strategic Plan 2018-2020 with more focus on provision of wealth advice for long-term well-being of investors and promotion of