| - |- Guideline on the commencement for operation of securities / derivatives business | - |- Securities Brokerage (Section 113) | - |- Brokerage of capital market product denominated in foreign currency
-Pacific region. The panelists, consisting of industry leaders and experts, shared insights on how the ASEAN market continues to attract global investment amid diverse internal and external factors
announcement by Department of National Parks, Wildlife and Plant Conservation regarding the regarding the regulation of standard for zoo established, has become more definite. This is expected to take at least 6
responsibility of the organizations concerning derivatives business showing the separation between organizations and personnel whose responsibility or nature of work may cause conflict of interest (b) a guideline
Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which
continuing efforts to foster ASEAN capital market integration. With the Scheme in place, issuers will only need to prepare one set of prospectus for a multi-jurisdiction offering in the region. The ACMF hopes
bondholders’ representative appointment agreement. Additionally, bondholders’ representatives can use the appointment agreement as a guideline to enhance the efficiency of their duties, which could
Collective Investment Scheme and APEC Asia Region Funds Passport By virtue of Section 16/6 and Section 113 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No
several IOSCO’s working groups. The SEC Thailand was elected Chairman of the IOSCO APRC Committee during 2005-2008. This reflects the significance of the Thai capital market in the region as well as the