and Exchange Commission hereby prescribes the following rules: Clause 1. In this notification: “short sale” means a sale of securities that must be borrowed in order to complete delivery; “customer
quarter and some of the large project in 2021. In addition, the Company was less impacted by the COVID-19 situation in Q1–2021 than those in Q1–2020. Many customers in that period had postponed the delivery
regulations, it shall be deemed that the Capital Market Supervisory Board grants approval of said rules or regulations. Clause 38 When proposing rules or regulations for approval of the Capital Market
house, as the case may be. Clause 3. In proposing regulations of a derivatives exchange or a derivatives clearing house for approval of the Capital Market Supervisory Board, the derivatives exchange or
/News_Detail.aspx?SECID=10275 SEC amends ETF regulations to expand varieties for investors and enhance competitiveness of asset management companies (AMC), the SEC conducted a public hearing in November, proposing
in November, proposing the principles and draft notifications for the amendments to https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10499 SEC imposes penalties on AEC and its executives and
management companies that manage property funds or infrastructure funds, trust managers and trustees SEC is proposing to amend the regulations on the capital requirements for asset management companies that
managers and trustees SEC is proposing to amend the regulations on the capital requirements for asset management companies that manage property funds or infrastructure funds, trust managers and trustees of