who wishes to use derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of derivatives investor contact service
derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of derivatives investor contact service from service provider; (2
clients. Clause 4. Derivatives broker who wishes to use derivatives investor contact service shall submit an application to the Office along with documents and details as follows; (1) Scope of using of
office service from service provider as prescribed in Clause 3 shall submit an application to the Office along with documents and details as follows: (1) Scope of back office service from service provider
service provider as prescribed in Clause 3 shall submit an application to the Office along with documents and details as follows: (1) Scope of back office service from service provider; (2) Documents and
to use back office service from service provider as prescribed in Clause 3 shall submit an application to the Office along with documents and details as follows: (1) Scope of back office service from
..................................................................................................................................... 2 2. หลักเกณฑ์ที่ใช้ในการตรวจสอบ (Audit criteria) ................................................................................................. 3 3. ขอบเขตในการตรวจสอบ (Audit scope
9(1) by taking into consideration: (1) establishment of appropriate physical information security measures which are prudently sufficient to the scope of operation in the teleworking site; (2
. SorNorSor. 1/2562 (2019), Re: Regulations, Methods and Conditions for Personal Loan Business under Supervision, effective February 1, 2019, which contains salient points as follows: Extend scope for
9(1) by taking into consideration: (1) establishment of appropriate physical information security measures which are prudently sufficient to the scope of operation in the teleworking site; (2