the date of the withdrawal. The provisions of Section 103 shall apply mutatis mutandis to the persons with whom the securities company enters into an agreement allowing such persons as well as those who
auditors and perform the audit under the provisions of the law governing auditors and any additional regulations specified in the notification of the SEC. The approval of the auditor under the first
three-year term, starting from 5 February 2021. Pursuant to the Transitional Provisions of the Securities and Exchange Act (No. 6) B.E. 2562 (2019), three members of the SET Board of Governors have
additional provisions and disclosure procedures to be in line with internationally recognized standards to enhance investor confidence. ___________________________________
Today, development of technology is rapid and continuous. It disrupts development of services in the capital market. However, SEC views that many provisions in the Securities and Exchange Act B.E
translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 4/2561 Re: Additional Provisions relating to Offering for Sale of Units of Foreign
Section 19(3) of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2535 (1992) which contains certain provisions on restriction of rights and
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation