means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
Related to Capital Market Which Are Not Deemed An Undertaking of Derivatives Exchange and Derivatives Clearing House for Which an Approval Is Required _______________________ By virtue of Section 3 and
from the CIS operator pursuant to section 82 of the Securities and Exchange Act B.E. 2535 (1992) within one year from the date on which the fact that the registration statement contained false
ตลาดหลักทรัพย์ . Derivatives broker shall arrange to have information system to ensure the information related to undertaking derivatives business, both in document or electronic format, are accurate, complete
______________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992), as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008), and Section 35, Section 40(11), Section 41(3
virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992) , the Securities and Exchange Commission hereby issues the following
virtue of Section 14 and Section 222 in conjunction with Section 206 and Section 207 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following