securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For

. These include the offer price being no less than 90 percent of the market price, and the objective not being to fund a large-scale project that requires the shareholders? prior approval. In addition, the

information on performance comparison of mutual funds with the same investment policies prior to making their investment decision.? Somjin Sornpaisal, Chairman of AIMC, said the AIMC would conduct a study

management companies must provide explanation concerning the funds for investors? understanding and must also take necessary steps to ensure that investors learn of associated risks prior to making investment

risk to customers' assets. The operation shall be obtained the approval from the SEC prior to the operation, but Zipmex did not do so. Accordingly, the act of Zipmex did not operate other than the

to the SEC Office in the case where Euroasia Total Logistics Public Company Limited (“ETL”) concealed material facts regarding the payment of dividends prior to the Initial Public Offering (“IPO

. Phisudhi Phihakendr jointly proceeded to sell 33.34 million shares of EARTH and 72.12 million EARTH-W4, totalling 88.80 million Baht, prior to the disclosure of the inside information to the public on 7 June

. Khajohnpong Khamdee jointly proceeded to sell 33.34 million shares of EARTH and 72.12 million EARTH-W4, totalling 88.80 million Baht, prior to the disclosure of the inside information to the public on 7 June

units of EARTH-W4, prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed a lawsuit to a civil court16/11/2018 referred the case to a state

. Therefore, she sold her EARTH shares when she knew or posessed the inside information prior to the disclosure of the inside information to the public on 7 June 2017 at 20.07 hrs. 19/08/2021 filed a lawsuit