company for 5 years, and as major shareholder of derivatives business operator for 10 years.   Due to the deficiencies in duty performance of Mr. King, SKFM was subject to violation of Section 117

undertake any responsibility for its accuracy nor be held liable for any loss or damages arising from or related to its use. 4 _____________ Notification of the Securities and Exchange Commission No. KorKhor

and Exchange Commission No. KorKhor. 16/2551 Re: Granting of Approval for Undertaking Derivatives Business in the Category of Derivatives Broker Limited to Gold Derivatives _____________ By virtue of

Bangkok, 31 March 2023 – The Securities and Exchange Commission (SEC) has filed a criminal complaint against 1000X Limited (1000X) and Mr. Worawat Narknawdee with the Economic Crime Suppression

appropriateness;    (2) Adjusting the haircut rates for certain types of securities concerning position risk*** and specifying appropriate haircut rates for position risk of stocks traded on LiVE Exchange and

and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act

operator of foreign ETF, as the case may be. “clearing house” means a clearing house under the law on securities and exchange 2 . Clause 3 This Notification is applicable to a securities company which wishes

Market Supervisory Board No. TorThor. 9/2554 Re: Short Selling of ETF and Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange

translation is strictly for reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 4/2561 Re: Additional Provisions relating to Offering for Sale of Units of Foreign

Law on Derivatives ; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20) Stock Exchange of