สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมลงนาม International Organization of Securities Commissions (IOSCO) Enhanced MMoU (EMMoU) ในการประชุม MMoU/EMMoU Monitoring Group ภาย

เมื่อวันที่ 15 มิถุนายน 2566 ก.ล.ต. ได้เข้าร่วมประชุม MMoU/EMMoU Monitoring Group โดยในที่ประชุมได้มีการรายงานการแลกเปลี่ยนข้อมูลของสมาชิกภายใต้กรอบความร่วมมือของ IOSCO และได้ประกาศว่า IOSCO ได้

gathering related documents and evidence for auditor. Considering that financial statements provide investors and shareholders with vital information for making investment decision and monitoring listed

well as post-sales processes, by requiring intermediaries to improve effectiveness of internal communication with their salespersons and laying down effective monitoring system to ensure service quality

guideline for selecting a suitable asset management companies and monitoring fund performance;  5) To provide a fact sheet for fund members to choose an investment plan; and  6) To provide information on

customer due diligence (CDD) to ensure a more comprehensive assessment aligned with customers’ income and occupation profiles, alongside ongoing monitoring of investment behavior. Where red flags are

providers. (2) Maintain the ceiling for interest rates charged on personal loans at 28 percent per annum. KBank has already put in place relevant operational procedures to accommodate these new regulations

to partly repay Baht 200,000. During this time, the Legal Department has been monitoring the progress with MAT representative periodically. On June 8, 2017, MAT has made a notice of the progress of the

management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper access to inside

operation; risk management; selection and monitoring of its personnel assuring that they have and maintain such qualifications that correspond to the nature of their duties; measures to prevent improper