business operating or derivatives business to intermediaries. Clause 8 Intermediaries shall carry out the following tasks at least once each year: (1) Testing and reviewing of business continuity plan; (2
Operators 01/03/2006 7. Notification of Capital Market Supervisory Board TorThor. 35/2556 Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of
e-service Online Submission See canceled document Investment Advisory >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications
of 57.35 million baht, as subsidiary, Grace Water Med Company Limited (“GWM”), operating business of producing and selling dialysis solutions and various medical supplies, which increased from the same
) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registration |- Paid up Capital |- Fees |- Net Liquid Capital Rule
e-service Online Submission See canceled document Derivatives Advisors >> Activities not deem to be classified as operating securities business Type Title Section See Document Status Notified Date
Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications
) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS operating securities business | - |- Registration |- Net Liquid Capital Rule (Section 49) |- Executives
outsourcing, facilitate more flexibility, reduce operating cost and enhance business in the area outside the business operator?s specialization. Business operator will be allowed to outsource activities