and not misleading. Clause 15. To protect the interest of investors with regards to the information presented to them, the Office may order the securities company under Clause 14 to obtain prior
Licensing Manual for the Public. 1 Local representative means an entity that has obtained securities licence of all types from the SEC and the representative office under Section 93 of the Securities and
, executives, sub-committee members, advisors, staff members, employees, or persons who work for derivatives clearing houses from unlawfully seeking benefits by using the information obtained during the
obtain approval from its shareholders’ meeting on the entering into the connected transaction with votes of not less than three-quarters of the total votes of the shareholders attending the meeting and
company has obtained all relevant licenses for the operation of its business except for EIA and Construction licenses. 4. Completion of land ownership transfer registration from land owner to JV Company. 5
decreased when compared with the same period of previous year. However, this segment still has obtained regular sales volume for filter elements from product quality, which can well response the customers
for obtaining an approval of the offer for sale of sukuk shall have the following qualifications: (1) being financial institution which has obtained an approval from Bank of Thailand to undertake
offer for sale of baht bonds, the foreign entity issuer must obtain an approval and adhere to the obligations specified by the Ministry of Finance. However, given the changing contexts and landscape of
obtain an approval from the Board of Directors’ meeting and the Company has prepared the Information Memorandum concerning the Offering and Allocation of the Newly Issued Shares and Connected Transaction