any loss or damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions

audit reports to be in the same period, i.e., the first quarter of each year;     (3) To adjust security measures to be commensurate with the risks of small business operators, such as reducing

December 2024. The SET has also issued the fee waiver regulations under (2), to take effect during the same time period.  ________________________Notes: * SEC News No. 72/2024: SEC amends regulations

Repo service to ordinary persons categorized as institutional investor to proceed in the same manner as with non-institutional investors. For example, securing a risk management system related to

mutual funds for institutional investors (general mutual funds). This is to promote flexibility in support of guidelines of asset mangement companies under the regulations of the same standards.  The

misappropriated the client's subscription cash payment of 500,000 baht for his own use. He then ordered his subordinate to transfer units of another mutual fund held by the same client into the solicited fund by

a registration statement previously filed by this applicant. However, the SEC found the same deficiencies on issues such as related party transactions and unclear separation of businesses the

) Enhancing clarity in the management of conflicts of interest (COI) by establishing clearer guidelines on transactions between funds or between clients under the same management (cross trade), in line with

its revenue from providing mobile phone service during the subscribers protection period starting from its entering into the interim subscribers protection measure pursuant to the NBTC’s Notification on

1 / 2 IR.017/2018 14 August 2018 Re: Notification of the changes of the Profit and Loss Statement To President The Stock Exchange of Thailand We, T Engineering Corporation Public Company Limited (the