operate the derivatives business as the derivatives broker and has given a written notice of such intention to the SEC Office, such securities company shall maintain the net capital at the end of any
for sale of newly issued convertible bonds and underlying shares only if: (1) the applicant is a public limited company; (2) the applicant has provided a notice calling for shareholders’ meeting to seek
Limited to Precious Metals Derivatives Company Name Head Office 1. CLASSIC AUSIRIS FUTURES COMPANY LIMITED 319 CHAMCHURI SQUARE, 12TH FL., UNIT 16, PHAYATHAI RD. PATHUM WAN, PATHUM WAN, Bangkok 10330 Tel
Office of the Securities and Exchange Commission OrThor/Nor. 3/2542 Re: Code of Ethics for the Executives of the Securities Company 17/02/1999 6. Circular 2/2550 22/01/2007 7. Circular 4/2548
Company 10/05/2011 01/06/2011 3. Notification of Capital Market Supervisory Board TorThor. 18/2553 Selling of Securities in Foreign Country by Securities Company Without Having Possession 27/04
Branch Office to Full Branch Office Securities company / derivatives intermediary 23/07/2013 Report/Form (Notification of Securities and Exchange Commission) Form 92-2 / 18-3 Application for Establishing
those of securities company, securities company may not accept trading order of units of foreign collective investment scheme on the said hours and days, providing further that it shall give prior notice