products or [iii] selling capital market products by using regardless of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “ sale promotion ” means
of textual matters, pictures, sounds, signs or any symbol, and whether making through medias or any device. “sale promotion” means providing incentive gifts, rights or other benefits to a client in
Thai Economy in the Third Quarter of 2018 Overall, the global economy exhibited ongoing growth. However, signs emerged that many countries, particularly emerging economies, which had been under pressure
. Thomas Frakes (will hold the position of President in MDP for 2 years during the management transition period) Authorized Siganatories: Mr. Pete Rimchala or Mr. Chris Rimchala signs together with Mr
=100&qf=title_th_default&fq=system_name%3A%22SEC_News%22&start=80&rows=10 81 - 90 of 578 results Sort by: Relevance Date (Newest) Date (Oldest) SEC signs bilateral MOUs with AMLO and DSI to further
signs MOU with Central Institute of Forensic Science to increase efficiency in testing evidence of offenses in the capital market. capital market are complicated and finding the evidence is difficult
barred period of serving as director or executive will take effect when the offender signs a letter of consent, agreeing to comply with the civil sanction as imposed by the CSC. In the event that the
offender signs a letter of consent to comply. Otherwise, the SEC will submit the case to the public prosecutor for filing a lawsuit in the Civil Court to seek an imposition of civil sanction with the
investment company, and shall also issue and impose disciplinary measures on violating listed companies by posting investor alert signs and determining a grace period. In case of failure to proceed as