the case of Thai national holiday, selling agent may exercise own discretion whether to trade investment units providing that the service information must be disclosed to investors in advance. In
market conditions. The evidence showed that Sagha?s continuous trading activities in concealment had misled and lured the public to trade FOCUS, IFEC and RCI shares, and that trading orders were matched
Bangkok, May 15, 2013 - The SEC imposed a one-month suspension on {A}, a capital market investment consultant of RHB OSK Securities (Thailand) Plc. and disclosed inappropriate behavior of {B}, a
) About SEC ( 1 ) Manual Select ( 1 ) Market Data ( 1 ) More >> Documents Adobe PDF ( 44 ) aspx ( 3 ) php ( 3 ) http://172.19.1.196:8983/solr/secweb/select?q=digital real estate OR "digital real estate" OR
same quarter of the last year due to the sales of the refrigerator, electric fan and ventilating fan in both the domestic and export market decreased. Sales decreased from the last quarter (quarter4/2019
$(#" !K)O#" ')'#+" (off exchange) KL • (#S#$+].'* %$+M$#"bML")'#+" O%!`*&%\')'#+"#%L (open access) 'P* %$," ()* exchange (direct market access) O* !L regulator #L(.'"," %()*+$.%(.%' trading venues
SEC held the second meeting with the “SME Startup PE VC” working group, set up to promote access to the Thai capital market by small- and medium-sized enterprises, startups, private equity firms
KIAT share to be inconsistent with the normal market condition, causing the price of KIAT share to rise from 7.75 baht to 15.60 baht. The 13 offenders are (1) Mr. Kiatichai Monsereenusorn, (2) Mr. Nam
2,978 million, 9.0% went up from the same quarter of last year due to the demand and supply in electronic commodity market came back to normal situation in Q1’2019 and 5.3% down from last quarter mainly
, which was deemed a failure to comply with the investor’s order. {A}’s misconduct above contravened rules and regulations set forth in the Notification of the Capital Market Supervisory Board.* In