Bangkok, 21 January 2019 - The SEC has revoked approval for two investment consultants for using investors' trading accounts to seek benefits for themselves, namely (1) {A}, capital market investment
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, prepared and submitted the inaccurate key financial ratio for Q2/2024 through the
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial highlight for Q2/2024 through the transmission
G Capital Public Company Limited G Capital Public Company Limited ("GCAP"), a securities issuer, failed to prepare and submit the financial covenants for Q2/2024 through the transmission
Bangkok, May 12, 2015 ? The SEC published 2014 Independent Audit Inspection Activities Report covering inspection of 12 audit firms and working papers of 46 approved capital market auditors. The
Currently, rules on providing investor services and communication of securities company regarding offering for sale of high-risk or complex capital market products do not cover the provision of NC
Institute of Development Administration (NIDA) to organize ?SEC Working Papers Forum.? The Forum starting by this month aims to provide a platform for capital market research presentation and knowledge
Bangkok, 17 August 2016 - The SEC has suspended two capital market investment consultants, namely {A} for making unauthorized trading decisions, and {B} for giving investment advice without any
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