accounts and amended the regulations related to advertisement selling in order to facilitate the sales department to submit fake Advertising Order Entries in a NMG's system. Then, the accounting
Labor Protection Act was amended to include a requirement that an employee who is terminated after having been employed by the same employer for an uninterrupted period of twenty years or more, receives
January 2005. Notified this 22nd day of December 2004. (Mr. Somkid Jatusripitak) Minister of Finance Chairman Securities and Exchange Commission 3 As amended by the Notification of the Securities and
receivables of securities borrowing; (g) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position
) receivables of pledging account; 3 As amended by the Notification of the Securities and Exchange Commission No. Kor Thor. 13/2559 Re: Maintenance of Financial Position of Licensed Derivative Brokers (No. 4
Business for Licensed Derivatives Broker (No. 2) dated 02/05/2006 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
technology security as specified in the notification of the SEC Office. 3 As amended by the SEC Office Notification No. Kor Thor 13/2549 Re: Rules for Undertaking Derivatives Business for Licensed Derivatives
day of June 2010. (Mr. Thirachai Phuvanatnaranubala) Secretary-General Capital Market Supervisory Board 1 Amended by the Notification of the Capital Market Supervisory Board No. TorThor. 25/2554 Re
provide a system for recording, examining and reviewing the clients’ information so as to ensure that such information is correct complete and current throughout the period of derivatives trading. 1 Amended