of the Capital Market Supervisory Board No. TorNor. 27/2552 Re: Rules, Conditions, and Procedures for Establishment and Management of Funds dated 20 July 2009, the Office of the Securities and Exchange
approval of fund manager whose approval is based on their holding of executive positions in a management company which apply only to the Manager or equivalent positions, it is therefore necessary to issue
directly relevant to its core business, for example, preparation of research report, risk management or mutual fund and private fund management which must be in compliance with specified conditions. For
, in case of change in the information, management company shall update the information within fourteen days from the date of such change Chapter 2 Granting Approval and Performing Duty of Manager of
hereunder: “intermediary” means a securities company or a derivatives intermediary. “fund management company” means a securities company licensed to undertake securities business in the category of mutual
Commission Re: Guidelines for Application and Approval for Appointment of Person to be Director and Executive of Derivatives Business Operator B.E. 2553 (2010) _________ Whereas Section 24 of the Derivatives
Sittarom Development Co., Ltd. before exercising the voting right at the extraordinary shareholders? meeting on August 19, 2016. At the meeting, the Board of Directors will seek the shareholders? approval
business operators from responsibility in the outsourced activities.The business operators will be allowed to outsource the activities to any other business operators without seeking for the SEC approval but
Bangkok, May 20, 2011 - The SEC will issue five regulations on establishment and management of infrastructure fund which govern commitment between unitholders and asset management company, details of
, guidelines, service provider supervision, risk management, and business continuity measures. However, outsourcing does not discharge business operators from responsibility in the outsourced activities