an opinion on audit reports; 2.2 being affiliated with an audit firm that has an audit quality control system and the required number of personnel; 2.3 meeting other requirements, e.x., not having
leveraging of our strength as Thailand’s number-one digital banking provider, with the aim of becoming the Customers’ Life Platform of Choice under our core strategy of Customer Centricity for our business
mutual fund brokerage securities companies, and 4 life insurance companies, the list of which can be viewed at: https://insight-fund.sec.or.th/. Ms. Waratchya Srimachand, SEC Deputy Secretary-General said
Limited 3) Krungsri Capital Securities Public Company Limited 4) Trinity Securities Co., Ltd. 5) Wealth Magik Securities Co., Ltd. 6) Krungsri Asset Management 7) Krungthai-AXA Life
Insurance Public Company Limited (BKI). Following a referral from the Stock Exchange of Thailand, the SEC?s further inspection has revealed that Chai, then chairman and chairman of the executive board of
and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
each customer’s risk appetite and desired returns while also establishing the target and plan for continual investment. Moreover, we introduced the Life Insurance: Endowment 510 Guarantee, a 10-year term
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management