relating to securities and exchange laws, applicable rules and regulations and ethics and professional standards arranged by the association or a training institute at least once every two calendar years as
one and shall be required at least once every two calendar years as from the calendar year of passing the course, or (b) having attended a full course relating to securities and exchange laws
sufficient material information when voting on relevant agenda items, the SEC, by virtue of Section 58(1) of the Securities and Exchange Act B.E. 2535 (1992), requires CIG to clarify facts and provide
: .............................................. Date: ............................................................ Company Letter No.: ............................................ Dear Secretary-General Office of the Securities and Exchange Commission
Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and
responsibility for its accuracy, nor be held liable for any loss or damages arising from or related to its use. ----------------------------- Notification of the Securities and Exchange Commission No. KorNor. 69
damages arising from or related to its use. ----------------------------- Notification of the Office of the Securities and Exchange Commission No. SorKhor/Nor. 10/2552 Re: Rules, Conditions and Procedures
Notification of the Securities and Exchange Commission No. KorJor. 3/2557 Re: Rules on Units of Foreign Collective Investment Scheme Exempted from the Provisions of Public Offering for Sale of
the PVD members as well as submit it to the SEC at least one business day before offering the new investment policy to the PVD fund committee. In case of establishing a new PVD, AMC is required