considered that both offenders do not consent to settle the case at the SEC level.  Therefore, the SEC has submitted the case in writing to the public prosecutor for filing a lawsuit in the Civil Court to seek

delivery upon exercise of conversion rights. The agreement should allow respective counterparties to settle damages claims so as to protect investors? interests and lessen possibility of litigation;4

considered to settle his current case with harsher punishment.

not necessary nor reasonable to grant an extension; and determined that Mr. Suphanan has consistently acted in an obstructive manner and made no effort to solve IFEC problems since the start of the

the Revenue Department to solve related tax issues, creating a level playing field for the industry players of both jurisdictions;              (2) SEC and SFC will conclude a gap analysis on real

participation in this regulatory sandbox is expected to solve issues in  corporate bond market. This includes the issue of time-consuming process for verification of bondholders’ ownership and the lack of

Limited Companies Act, to call for an extraordinary shareholders meeting for the election of new directors to fill the vacancies.The proposal is viewed by the SEC as a possible alternative to solve IFEC

to the resolution of the shareholders? meeting (whitewash) to be in line with the principles of other related regulations as well as to solve practical issues and provide sufficient information for

region with foreign investment funds as well as using mutual funds to help solve a lack of savings. Vorapol Socatiyanurak, SEC Secretary-General revealed after the last quarterly meeting of 2014 with the

securities’ proceeding to solve a problem. (4) proceed with the complaint in Clause 3 and Clause 4; (5) store evidentiary documentation involving the complaint and proceeding for no less than two years from