an institutional client; “inside information” means any information which substantial to the change of price of the securities which is not reveal to public and the securities known by its business
system for controlling and preventing the use of inside information between its work units and personnel clearly: (a) the period where the intermediary prepares a report on securities analysis ; (b) within
proprietary trading under Clause 12(8) of the Notification on Standard Conduct of Business: (1) risk management system; (2) investment control system; (3) system for preventing access to inside information
in charge of Accounting and Finance of ICHI, knew the inside information related to ICHI's financial statement year 2016, which would show a decline in the net earnings resulting from net operating
Mr. Warot Norkeo 1. During 16 February 2015 – 29 July 2016, Mr. Warot, the assistant auditor holding the manager position, used inside information on the operating results from the fourth quarter of
freshfield representative within the period prescribed by the Office of the SEC; (2) any person who is in possession of property or documents belonging to the special purpose juristic person shall inform the
&start=30&rows=10 31 - 40 of 691 results Sort by: Relevance Date (Newest) Date (Oldest) Civil Action Dated 06/06/2018 total of 1.3 million share of the common stock of Modern, while in possession of inside
shareholders of business within the period specified in the notification. However, a copy of such opinion were later delivered to all shareholders of http://market.sec.or.th/public/idisc/en/Enforce Settlement
Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and