special audit report of K.C. Property Public Company Limited (KC) for the second time, from 8 March to 28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system
รื่นวดี สุวรรณมงคล) เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ SEC Classification : ใช้ภายใน (Internal)
Iamdilokwong, SEC Assistant Secretaries-General, along with SEC executives, participated in the panel discussion. Representatives from financial advisory companies, the SET, and experts in internal control
-Pacific region. The panelists, consisting of industry leaders and experts, shared insights on how the ASEAN market continues to attract global investment amid diverse internal and external factors
Department, (4) Ms. Kilina Karintasut, Director of the SEC Internal Audit Department, and (5) Mr. Jesada Paramabhronpilad, Director of the SEC Information Technology Audit and Cyber Risk Supervision
officials or make an appointment for consultation service at SEC office without any charge.”Simultaneously, SEC has also improved its internal work process in receiving information, clues and complaints
of conflicts of interest, internal control and receipt and delivery of fund assets. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
, customer service and information system, internal control system, and risk management system. In addition, related notifications will be codified into one document to facilitate the business operators
appropriate and sufficient personnel, communication system, customer service system, and internal supervision system, and these systems must be compatible with the additional technology apart from the