give the opening keynote at the Dialogue. This EU-Asia Financial Services Dialogue is a great opportunity for representatives from several organizations to share experience in dealing with challenges
derivatives business operators, which provide services such as securities brokerage, securities dealing, investment advisory, underwriting, mutual fund management, private fund management and derivatives
securities business, including securities dealing, securities underwriting, proprietary investment and securities custody, have paid-up registered capital at the following different amounts
Bangkok, March 8, 2011 - The SEC is seeking public comment on the proposal to strengthen role of compliance unit of securities company in the category of securities brokerage, dealing and
any actions where conflicts of interest may arise, such as soft commission, related party transaction, proprietary trading and staff dealing. In addition, effective risk management system for
Limited would like to report the company’s operating results and submit the auditor‘s quarterly reviewed report and interim financial statements for the second quarter ended June 30, 2018 as follows : The
Shareholders (AGM) and Notice of interim dividend agenda consideration 20/03/2020 12:35 Dividend payment and the connected transaction and schedule of the 2020 Annual General Meeting of Shareholders (Amendment
ordered to rectify the annual financial statements for the year 2015 and the interim financial statements for the third quarter of 2016. The initial deadline for submitting the special audit report and the
and purchases were in line with the normal course of business operation. Concurrently, the SEC instructed the company to amend the annual financial statements for the year 2015 and the interim financial