), which was created by CFA Institute. The GIPS Standards include ethical principles that provide investment firms with guidance on calculation and reporting their investment results to prospective clients
derivatives and structured notes. The revisions include expanding underlying assets of derivatives and SN to cover all investible assets as well as revising SN definition and underlying assets in the category
knowledge and understanding in capital market products and services before making investment decision. Those questions include ?What are the risks and rewards of the investment??; ?What kinds of investors are
include information material to making investment decision and in comprehensible language and formation.?Changing working approach and implementing personnel capacity building will support TIA to be
regard, Mrs. Wannee has the duty to prepare and disclose reports regarding her holding securities and the changes to such holdings (Form 59-2) include 185 changes, within (1) Year 2020, by 24 March 2020 (2
to such holdings (Form 59) include 45 changes, within (1) Year 2021, by 24 November 2021 (2) Year 2022, from 31 August 2022 to 24 November 2022 and (3) Year 2023, from 18 January 2023 to 21 March 2023
prepare and disclose reports regarding his holding securities and the changes to such holdings (Form 59) include 16 changes, within (1) Year 2021, by 5 May 2021 and 13 May 2021 (2) Year 2022, by 10 November
regard, Mrs. Wannee has the duty to prepare and disclose reports regarding her holding securities and the changes to such holdings (Form 59-2) include 184 changes, within (1) Year 2021, by 4 March 2021 (2
continuous trading activities. Examples include sending trading orders in a manner that pushed prices upward, placing bid offers at multiple price levels in a way that obstructed and pressured other investors