operators. The SEC conducted a public hearing on the proposed principles and relevant draft regulations during 9 October – 7 November 2023. Most respondents supported the proposal for amending the advertising

proposal. The SEC has therefore issued the relevant regulations, with the essential points as follows:    (1)  Requiring the auditors in the capital market to be affiliated with audit firms in the capital

hours. The matters for consideration are as follows:   (1) Granting an exemption from an event of default under the terms and conditions for the proposal and approval by the bondholders' meeting of the

investing in digital assets unless they have already passed such a test. This proposal aims to reduce the burden on both ICO portals and investors by canceling the requirement for such assessment every

will discuss and share views on the mutual fund industry in respective countries as well as opportunities and challenges of financial technology and issues on financial sustainability. A proposal on

lay out directions for business operation in the future, (2) financing with securities collateral to facilitate operation of various businesses (or loan against securities: LAS), (3) proposal for

of audit quality of auditors. In preparing for the amendment proposal, SEC has assigned Thailand Development Research Institute (TDRI) to study and analyze laws and mechanisms related to supervision

. Drafting single form is based on the principle of gathering necessary and sufficient information to ensure provision of appropriate services in compliance with the law, and to provide ease of filing for

to: 1.     Sustainable finance, presented by the Securities and Futures Commission, Hong Kong (SFC Hong Kong). The SEC Secretary-General supports the proposal of SFC Hong Kong in the development of

covers draft operational procedures rules in case of failure to meet the requirement. The draft amendments aim to (1) support intermediaries in maintaining sufficient capital suitable for the nature of