the company to select a person with knowledge and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the

Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the company; (3) prepare the

person with knowledge (Unofficial Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image

derivatives exchange; “derivatives clearing house” means an entity licensed to operate business as a derivatives clearing house; “personnel in derivatives business” means: (1) a person who assumes a job for the

. They must render services and perform duties honestly in compliance with professional standards and codes of conduct. On the other end, investors themselves must strictly abide by trading regulations

and REIT holders? right to approve an acquisition or disposition of key assets and related-person transactions. Key persons in establishment and management of REITs include (1) REIT manager which may

professional in accounting, finance, business administration, economics or law; Clause 2. The person with power of management of the derivatives business operator must obtain approval from the SEC Office. Clause

professional principle. “appraisal company in capital market” means a juristic person having normal business purpose to value any asset and wish to contribute appraisal services for capital market transaction

นำส่งภาพถ่ายประกาศและซักซ้อมความเข้าใจเกี่ยวกับการวิเคราะห์หรือให้คำแนะนำการลงทุนโดยบุคลากรจากต่างประเทศ ภายใต้โครงการ ASEAN Professional Mobility

work experience in the management level that is beneficial to management of securities business, or work experience as an academic expert or professional in accounting, finance, business administration