Securities and Exchange Commission No. Or Thor. 21/2543 Re: Guidelines for the Operating Control of Brokerage and Dealing of Securities That Are Not Debt Instruments _____________________________ For the

least indicate the substance of the debt securities including its features and important risks. In this regard, the SEC Office may also specify rules and procedures for preparing such fact sheet. Clause

of Foreign Company to Offer for Sale of Newly Issued Debt Securities in Thai Baht dated 22 December 2016; (2) Notification of the Capital Market Supervisory Board No. Tor Jor. 29/2560 Re: Rules for

– an important drive towards achieving country’s net zero target.The consultation paper is available on https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=958. Stakeholders and interested parties are

business sector. Therefore, the Regulatory Guillotine is an important scheme under SEC strategic plan (2020-2022). SEC will lessen its processes, procedures and document required for submission toward SEC

SEC Secretary-General, Nataya Niyamanusorn said, “SEC has seen the wealth advisors having important role for the investors because they could make the investors realize financial planning as a

securities law, pushing forward the enactment of important laws, and strengthening sanctions against non-compliances.Furthermore, the SEC plans to drive the Thai capital market to become a regional investment

Asset Management Co., Ltd. failed to comply with the rules, conditions, and procedures specified in the notifications of the Capital Market Advisory Board by failing to invest in debt instruments of which

Exemption from Filing of Registration Statement for the Offer for Sale of Debt Securities

Re: Determination of Definitions in Notifications relating to Issuance and Offer for Sale of Debt Securities