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Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund

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Notification of Capital Market Supervisory Board TorThor 43/2552

Custody of Assets of Clients by Securities Companies

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Notification of the Office of the Securities and Exchange Commission SorThor. 40/2554

Special Holiday for Securities Companies and Derivatives Business Operators

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Notification of Capital Market Supervisory Board TorThor. 13/2555

Custody of Assets of Clients by Securities Companies (No. 3)

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Notification of Capital Market Supervisory Board TorThor. 23/2558

Custody of Clients’ Assets by Securities Companies (No. 4)

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Notification of Capital Market Supervisory Board Tor Thor. 59/2552

Rules and Periods for Report Submission of Securities Companies

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Notification of Capital Market Supervisory Board TorThor. 43/2552

Custody of Clients’ Assets by Securities Companies (Codified)

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SEC orders OTO to clarify its private placement of capital shares and acquisition of assets, urging shareholders to exercise voting rights at the upcoming extraordinary general shareholders’ meeting

0.60 baht per share or a total of 720 million baht in value. The objective of the offering is to use the proceeds for investments in Peer for All Company Limited (PFA) and Happy Products and Services

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=11172

SEC and NSF deliver a financial literacy lecture at Loei Rajabhat University

to 350 participating faculty members and staff of Loei Rajabhat University. Titled "Happy Money: Financial Planning from University of Happiness to University of Well-being," the lecture aimed to

https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=10776

Notification of the Office of the Securities and Exchange Commission Sor Thor. 12/2561

Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and

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