management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities company licensed to undertake securities
fund management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities company licensed to undertake
management company, a private fund management company, a securities company licensed to undertake securities business in the category of brokerage, dealing or underwriting of securities and a securities
other laws: (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units ; (c) brokerage, dealing, or underwriting
Act B.E. 2551 (2008). 3the law on life insurance means The Life insurance Act B.E. 2535 (1992). 4 (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is
insurance means The Life insurance Act B.E. 2535 (1992). 4 (a) securities financing business; (b) brokerage, dealing or underwriting of any securities, which is not limited to debt securities or the units; (c
derived from a variety of products, including, derivative warrants (DWs), over-the-counter (OTC) derivatives, investments in debt and equity securities for the Company’s own account, bond dealing, private
securities business in the following categories: (1) mutual fund management; (2) private fund management; or (3) brokerage, dealing or underwriting, excluding brokerage, dealing or underwriting limited to debt
- 3.5.3 การควบคุมดูแลการลงทุนเพ่ือเป็นทรัพย์สินของพนักงาน (staff dealing) : ข้อสังเกตของผู้ประกอบธุรกิจ ความเห็นของส านักงาน 1) เสนอให้เอา “กรรมการ” ออกจากนิยาม “พนกังาน” (ขอ้ 19 ของ สธ. 14/2558) ในการก า
TRANSLATION) 2 “Advertising” means communication made to the public regarding sales promotion of investment units, services or fund management operation, or services of brokerage, dealing or underwriting of