the following factors: reliability of the mutual fund’s source of income, competitiveness and fluctuation of the business in which the fund invests, diversification of the fund’s investments

, 2019, which is a company that assess the value of assets in the capital market that has been approved by the Securities and Exchange Commission According to the Notification of the Securities and

Coronavirus (Covid-19) impacting to the world and caused many types of business to severe disruption and unable to assess when the situation will end. UBIS (Asia) company was affected in this quarter as well

liabilities. The company’s strategy for the year 2020 From the pandemic of the Coronavirus (Covid-19) impacting to the world and caused many types of business to severe disruption and unable to assess when the

clearing house shall regularly assess the adequacy of the value of the financial resources for covering credit risk and liquidity risk, by at least conducting the following tests: (1) a daily stress test

make enquiries with the company’s management directly and to assess the rationale of their visions and information presented. The IAA will put an effort into further developing the analysts’ skills and

for new employees; employees annually sign for acknowledgment of the rules and penalties; the code of conduct is publicized for employees and outsiders. 1.3 There are procedures to monitor and assess

Baht fluctuation. Costs and Expenses of Sale and Administration Transaction For the Year ended 31st December (Unit: Million Baht) Year Increase (Decrease) 2018 2017 Amount % Costs from Sale 478.57 503.46

displayed; (3) fluctuation of the price or the operating results of the goods or the underlying to which the contract or the instrument makes a reference. In this regard, there shall be a statement clarifying

providing service to a client, a derivatives broker shall proceed as follows: (1) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives