1. The SEC Board has approved in principle the issuance of the Notification of the Securities and Exchange Commission regarding Exemption of Fees for Filing the Applications for
Exchange Commission No. Sor Thor. 29/2540 Re. Forms for Balance Sheet and Income Statement of Securities Companies Which Obtain a Securities Business License to Undertake the Securities Business in the
the news appearing on online media that JKN had sold its business of Miss Universe Organization (MUO) to a Mexican billionaire, Mr. Raúl Rocha. The company clarified that it had been seeking and
, as a fundraising tool for issuers that take sustainability into consideration and incorporate environmental, social and governance (ESG) factors into their business operation. SLB is any type of bond
qualifications and smart contracts by SEC-approved ICO portals; (3) There might not be enough necessary information disclosed for investors.(4) These is no business operators under SEC supervision allowed
Bangkok , June 21, 2011 - The SEC has put Weerawat Sriwattana on probation for non- compliance with standards of conduct as a financial advisor supervisor for a company filing for the SEC?s approval
every account had never been used to trade KARAT shares prior to Apichart?s holding a position of legal counsel for this business deal. The record showed that trading of KARAT shares through those
both the primary and secondary markets through digital asset business operators and securities companies.To ensure appropriate regulatory oversight and maximize public benefit, the SEC Board has resolved