the Office; (8) “Office” means the Office of the Securities and Exchange Commission. Clause 3. This Notification shall not be applied to those financial institutions holding securities business licenses
on securities and exchange(SC); □ A life insurance company under the law on life insurance business; □ A financial institution established under specific law according to the Notification of the
Securities and Exchange Act B.E. 2535 (1992), but excluding special property funds; “special property fund” means any of the following mutual funds: (1) property fund for resolving financial institution
) 30/06/2009 16/07/2009 Notification of the Office of the Securities and Exchange Commission SorNor. 15/2552 Details in Fund Schemes of Property Funds for Solving Financial Institution Problems, Mutual
financial institution or a juristic person in a foreign country which has legitimacy to operate business in sale or acceptance of redemption of investment units under the law of such country and such
a financial institution or a juristic person in a foreign country which has legitimacy to operate business in sale or acceptance of redemption of investment units under the law of such country and
in a foreign country, the management company shall appoint a financial institution or a juristic person in a foreign country which has legitimacy to operate business in sale or acceptance of redemption
- Translation - Ref J61/007 18 July 2018 Subject: Board of Director Resolution for Receipt Financial Assistance from Major Shareholder Attention: President The Stock Exchange of Thailand Regarding to
plans for the clients as well; (9) “ financial institution ” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution
the clients as well; (9) “financial institution” means a financial institution having any of the following characteristics: (a) a commercial bank under the law on financial institution business 1 ; 1