for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section 139(4) of the Securities and Exchange
Fund Management Services _____________ By virtue of Section 98(10) and Section 139(4) of the Securities and Exchange Commission Act B.E. 2535 (1992) as amended by the Securities and Exchange Commission
Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of Fund Management Services _____________ By virtue of Section 98(10) and Section
virtue of Section 14 and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the following regulations: Clause 1
Representatives of Private Funds By virtue of Section 14 and the second paragraph of Section 100 of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange Commission hereby issues the
-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the SEC has suspended approval of two AEC
work systems of AEC, especially the Know-Your-Customer/Customer Due Diligence: KYC/CDD system, causing the company to be fined by the Settlement Committee at the amount of 1,101,000 baht. Moreover, the
investment in available-for-sale securities, which consistent with the investment proportion and the purpose of the Company investment. The Company recorded gain on fair value adjustment of investment due to
the three-month period ended March 3 1 , 2 0 1 7 was 1 0 6 .9 0 million baht, increased by 67.13 million baht or 168.80 percent from the same period of last year by 39.77 million baht. In the section of