Suppression Division. SEC Act S.243(1) in conjunction with 244(1)(2)(3) Criminal Complaint Filed with an Inquiry Official Dated 29/12/2020
The Securities and Exchange Commission (SEC), represented by Ms. Archinee Pattamasukhon, Assistant Secretary-General in charge of the Corporate Communication Division, participated in a TikTok
other law from such acceptance of selling orders or closing out of positions. Chapter 3 Engagement in Agreements with Clients prior to Providing Services ________________________ Division 1 General
an approval [for establishment] from the Securities and Exchange Commission. 2 The law on financial institution business means the Financial Institution Business Act B.E. 2531 (2007). 4 Division 1
accordance with the following rules and shall supervise that its own personnel comply with such rules as well: (1) establish a written outsourcing policy having been approved by the intermediary’s board of
establishment of a fund is terminated under the rules in Division 3 of Chapter 2, the management company shall proceed in accordance with such rules stipulated therein. Chapter 1 Requirements on the Application