Determination of Undertaking not Deemed as a Derivatives Dealer
Office may not grant an approval to the application for offer for sale of the debt securities: (1) the foreign entity who submits the application or the offer for sale of the debt securities has the
_____________________________ Clause 19 An intermediary shall not do any operation constituting conflict of interest as prescribed in Clause 16 unless it is permitted as prescribed in Division 4 of this Chapter. Clause 20 An
Limited (IFEC), with the Economic Crime Suppression Division of the Royal Thai Police (ECD) for committing dishonest acts to gain unfair advantage for himself or other persons. During the month of December
Bangkok, December 27, 2010 - The SEC filed a criminal complaint with the Economic Crime Division (ECD) of the Royal Thai Police against Q-Me Co., Ltd., TMB Leasing Co., Ltd. and six associated
, and whereas Clause 4 of the Notification of the Securities and Exchange Commission No.KorNor 24/2553 Re: Units of Foreign ETF Deemed as Securities Not Subject to Provisions on Public offering of
qualifications in accordance with Division 1, the approved entity may not offer debt securities for sale under Clause 27 until it has rectified the qualification prior to the end of the period in Clause 27. If the
hold position of director or manager of management company or any other equivalent position with any other title responsible for the division related to capital market; (2) not being a director