under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors
Zipmex to act in the best interest of its clients and in readiness for facilitating their asset withdrawal transactions. In this connection, to keep Zipmex’s investors updated and accurately informed about
The suspension was in connection to NMG’s submission of the financial statements for the year 2017, wherein the overstatement of revenue and accrued income in the financial statements for the year
performance. In this connection, the SEC extended the submission deadline for the company?s rectified 2010 financial statements as requested.
trust (REIT) or infrastructure fund (IFF) exceeding the specified proportion. As a result, FA will be prohibited from providing service in connection with securities offering or REIT or IFF establishment
connection with the undertaking of legal proceedings. While, we have no discriminatory practice regardless of whether the interviewee is Thai or foreigner, foreigner can be assisted by the translator of his or
, dumping or controlling in connection with underlying goods of derivatives contracts and insider trading. The draft regulations prescribe the bounty payment conditions and procedures, including
performance. Furthermore, Merkle did not disclose information about the advertiser and the relationship or connection between individuals playing a key role in the advertisement and the advertiser. DAB Act S
flexibility, aligning them with the feedback received while mitigating unintended consequences. The SEC is, therefore, seeking public comments on the drafted regulations*. The primary proposed regulations