limit, last trading day, settlement day, settlement method and setting price, etc.. Moreover, investor should consider the suitability of such investment with the investor owns investment objective and
should be applied. Regulatory proposal Agree Disagree Do you agree with having the following minimum disclosure requirements on the white paper? • Objective / nature of the project • Business model
client’s assets; □ (3.6) System to prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a
prevent conflict of interest and protect client’s confidential information; □ (3.7) System for selection of a custodian agent to ensure that the custodian agent has a system ready for keeping assets into
policy นโยบายด้าน IT Internal ฝ่าย IT ฝ่าย IT ระบบ Intranet ABC-Data- 002 Customer information ข้อมูลของลูกค้า ได้แก่ ช่ือ สกุล วัน เดือนปีเกิด Confidential ฝ่ายปฏิบัติการ หลักทรัพย ์ ฝ่าย IT - DB server
4 Companies should determine a recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6
recovery objective to restore normal operations (5) Division 5 Companies shall arrange business continuity planning for supporting business continuity (6) Division 6 Communications with relevant persons (7
. The details are as follows: Name of the Company: Dolsiri Development Co., Ltd. Objective: To develop, rent out and manage real estate projects Registered Capital: 1,000,000 THB (One Million Baht Only
such asset; “association” means the association related to securities businesses whose establishment is approved by and registered with the SEC Office with the objective of promoting and developing