Tiaosomboonkij by permitting to use her own securities trading account in purchasing TFG’s share or purchasing TFG’s share and TFG-W1 by using inside information concerning TFG’s operating results for the first

Miss Kanyarat Trongthammakit During the period of 25 May 2559 to 10 August 2559 (morning), Miss Kanyarat Trongthammakit aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Miss Woranart Wangsomboondee During the period of 25 May 2559 to 10 August 2559 (morning), Miss Woranart Wangsomboondee aid and abet Mr. Winai Tiaosomboonkij by permitting to use her own securities

Pimwan Thareratanavibool Miss Pimwan Thareratanavibool, Managing Director and Director of AIE: As a person knowing or possessing inside information, she sold AIE shares through her own trading

to complete the transactions. The client had given prior consent to her act claiming it was inconvenient to affix signature in person at the time.  Despite no intention to conceal information in the

revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the

capital market professional, in violation of the Notification of Capital Market Supervisory Board concerning personnel in the capital market.*  The SEC therefore suspended her from duty as the approved

customer since 2008. On April 24, 2011, {A} sent a letter that she accepted the trading decisions without the client's instructions. In addition, she had been authorized by her client to make securities

her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November

who, at the age of 55 or older, resigns his or her post will be allowed to receive installment payments similar to the retired employee. Accordingly, such employee will not be required to withdraw the