investigation, it was found that Niran, a KBANK employee at the time, had solicited a client to purchase units of a mutual fund but did not execute the subscription order for the client. Instead, he
, decreasing by Baht 495.89 million or 11.0 percent from Baht 4,491.34 million in the year 2016. The change was due to the decreased lease receivable, calculated according to the Effective Interest Method. 2.5
Bangkok, June 13, 2014 ? The SEC is seeking public comment on rule revisions on subscription, underwriting, and allotment of newly issued securities and securities underwriting. The revisions aim at
Phillip Asset Management Company Limited Phillip Asset Management Company Limited had duties to prepare and submit the Daily Subscription and Redemption Report of Mutual Fund (“Form A-2”) to the SEC
substantial damages to SECC by (1) embezzling Baht 42 million from SECC share subscription account, (2) misappropriating 25 customers’ car registration certificates, and (3) conspiring with another person to
. Details of allotment of new shares by specifying the purpose of utilizing proceeds Allotted to Number of Shares Ratio Sales Price (Baht/Share) Subscription and Payment Period Remarks Current Shareholders
a year or when there is a significant change affecting the risks and impacts as such. In doing so, it shall be complied with the following approaches: 3.1 Defining Critical Business Function Companies
significant change in the client’s information; Clause 4 A securities company shall determine the list of securities allowed for purchasing or short selling through a margin account, and the initial margin rate
investing in N.E.X.T Company Limited (“NEXT”) by acquiring all shares of NEXT’s existing shareholders (the “Seller”) and by the subscription of NEXT’s newly issued shares (collectively, the “Transaction
organizing, by investing in N.E.X.T Company Limited (“NEXT”) by acquiring all shares of NEXT’s existing shareholders (the “Seller”) and by the subscription of NEXT’s newly issued shares (collectively, the