offering for sale of newly issued securities in the category of debentures without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty required to
for sale of newly issued securities in the category of debentures and bills without obtaining an approval from the SEC office resulted from the instructions or the failure to give instructions which is
newly issued securities in the category of debentures (Private Placement : PP) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a duty
for sale of newly issued securities in the category of debentures (Private Placement) without approval from the SEC office resulted from the instructions or the failure to give instructions which is a
securities in the category of debentures between August 11, 2017 and August 5, 2020 without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535 resulted from the
business service type in a standard definition category, named as SPRING 26 Channel (formerly known as NOW26 Channel), effective from 25 April 2014 to 24 April 2029 (“License”), to return the License
. Clause 13 If, during the term of the program under Clause 23 and Clause 53, a certain fact appears to the SEC Office showing that the approved foreign entity has failed to maintain the qualifications in
Category of Derivatives Fund Manager dated 23 January 2004; (2) The Notification of the Securities and Exchange Commission No. KorThor. 56/2547 Re: Licensing Derivatives Business Operator in the Category of
: Licensing Derivatives Business Operator in the Category of Derivatives Fund Manager dated 23 January 2004; (2) The Notification of the Securities and Exchange Commission No. KorThor. 56/2547 Re: Licensing