Building Confidence in the Capital Market No. 10/2017 SEC grants a second extension to KC special audit report submission Bangkok, 13 March 2017 – The SEC has extended the deadline for submitting the
เศรษฐกิจดิจิทัล (Digital Technology) ตลาดทุนเป็นกลไกไปสู่ความยั่งยืน (Sustainable Capital Market) และผู้ลงทุนมีสุขภาพทางการเงินที่ดี (Financial well-being) และแนวคิด "การพัฒนาระบบนิเวศหลักทรัพย์
to investment advice and service solicitation. If it is found that solicitation activities are being conducted by unlicensed business operators or involve investment products not approved for sale
exchange information about emerging trends and developments in the financial or capital markets and regulatory issues pertaining to new technologies and innovation in the provision of financial
Bangkok, April 20, 2016 ? The SEC is seeking public comments on draft amendments to the rules concerning the categorization of salespersons and sales process of capital market products to promote
. Weerachai Pipatpuangthong who being in the shareholder. 5. Objective of Transaction For working capital and project construction 6. Total value of Consideration Obtained Get Cash in totally 50,812,500 Baht
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
of no less than one hundred million baht on the application date and having the paid-up registered capital of no less than one hundred million baht prior to the license issuing date; (2) being able to
result to financial status of an intermediary ; (b) affected trade of capital market products deviated from regularity; (c) being the manner of inappropriate investment as a professional; (d) bringing