Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

authorized by the board of directors of the company to take the highest responsibility in managing the company, regardless of the title; (3) “institutional investor” means institutional investor under Section

notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of

notification hereto: (1) “derivatives broker” means any entity licensed to undertake derivatives business in the category of derivatives broker; (2) “manager” means any person who is authorized by the board of

operation to access the critical information system via direct connection to the organization’s internal network systems; “teleworking” means the operation which accesses the critical information system with

operation to access the critical information system via direct connection to the organization’s internal network systems; “ teleworking ” means the operation which accesses the critical information system

Internal Control Sufficiency Evaluation Form Concepts and Objectives Good internal control is essential for a listed company or a public company as it can help preventing, managing, mitigating risks

: ตั้งแต่เมษายน 2567 ถึง มิถุนายน 2567 ข้อมูล ณ วันที่ : 1/8/2024 10:38:13 On-Demand ไม่มีบริษัทขอรับใบอนุญาต _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal)

หรือนอกระบบ (internal wallet or external wallet) cust_type ประเภทของนักลงทุน transaction_date วันที่ทำธุรกรรม qnt ปริมาณ asset(เหรียญ) ที่ถูกทำธุรกรรม value_thb มูลค่าหน่วยบาท fee ค่าธรรมเนียม fee_thb

9,465 15,514 0 ประชาชนทั่วไป 3,163 4,008 2,930 10,015 7,626 13,961 3,074 10,251 รวม 23,332 14,289 13,321 22,010 10,076 23,426 18,588 10,251 &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal)