. In addition, the aforementioned act of Mr. Katsuyuki and Mr. Kiichi was assisted or facilitatedby Mr. Liam Dwyer Orton, Mr. John Worrall Darcy Grove, Mr. Mohammed Salamat Ali, Mr. Haruhiko Shin, Mr
transfer benefits to CSA. In addition, the aforementioned act of Mr. Katsuyuki and Mr. Kiichi was assisted or facilitatedby Mr. Liam Dwyer Orton, Mr. John Worrall Darcy Grove, Mr. Mohammed Salamat Ali, Mr
concealing the fraud by extending the maturity terms of such B/E issues several times. The fraud was supported and assisted by (5) Thepthiwa, who knew Pattarapob and Sunchai. In so doing, Thepthiwa allowed his
No. KorThor. 3/2551 Re: Additional Determination of Type of Juristic Person Classified as Institutional Investors _____________ By virtue of Clause 3 and Clause 9 of the Derivatives Act B.E.2546 (2003
and Investment Consultant dated January 18, 2012; classified as prohibited characteristics of personnel in capital market according to Clause 6(1) and (2) of the of the Notification of Capital Market