entrusted to make derivatives trading decisions for the client from January to June 14, 2011. {B}, however, did so on June 15, 2011 without the client's authorization and she admitted to such unauthorized
month in total of 555.6 million Baht or equal to 14.4 percent of sales revenue increased by 3.6 percent from the same period in the last year. The Company arranged for marketing budgets to promote its
investment tool that makes mutual fund investment easy to access and execute. With the key message, “Happy Saving with Aom No. 5 Campaign,” the campaign has arranged for facilitating conditions and processes
Streamlined Authorization Framework for Cross-Border Public Offerings of ASEAN Collective Investment Schemes; (b) In the case of investment units of a fund which focuses on investment involving foreign risks
Specify whether the credit rating will be arranged during the tenor of the structure notes. This factsheet is a part of the registration statement and prospectus that outlines the summary of information
., Ltd. in 99,997 shares which is 99.997% of the capital at 10.00 Baht per share (par value) in total value of 999,970.00 Baht. 2. There is an approval with authorization to board of executive directors to
appropriate. For the authorization under the first paragraph, the person with the proceeding power shall monitor and supervise the person authorized to segregate and manage the client’s assets in compliance
who is appointed to be director or manager and the derivatives business operator by its authorized director, or in case of authorization by the derivatives business operator, the certified signatory