List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Miss PRADTANAARALI MOHAMMAD AL QURAISH Approval Type of approval Effective date Expiry date

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. SEAN GORDON COMEAU Approval Type of approval Effective date Expiry date No records to

List of Approved persons / Licensees Please wait... ​ List of Approved persons / Licensees Name - Surname Mr. YASUAKI TANAKA Approval Type of approval Effective date Expiry date No records to display

year to September 1st to the last business day of each year. This is to provide greater flexibility for business operators and capital market business personnel in applying for an approval renewal

securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of

(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval

obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for

of conduct specified by the SEC Office, or by the Association of Investment Management Companies with approval of the SEC Office; (3) the professional ethics and standards specified by the Association

Disclosure Business News ( 10 record(s) found) Date Time Heading Link 20/12/2022 17:02 Approval of connected transactions 09/08/2022 17:03 Approval of Real estate rental transactions for a period not longer

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