/LawsandRegulations/securities-ITchecklist.xlsx QAQR-06.xlsx institution, insurance, construction, digital assets) obtain/maintain the required specialist knowledge? Does the firm have special training/or tailor-made
most recent financial statements or the consolidated financial statements, excluding companies operating financial institution business; (2) Requiring listed companies with the characteristics under
a loan from a financial institution. The Board of Directors and the Audit Committee view that the investment in such projects can generate long-term consistent income and the contract party is a
financial institution regulated by the SEC, audit firm with the SEC approved auditor and the Stock Exchange of Thailand (SET) or its subsidiary whose shares are held by the SET at least 75%, business operator
are allowed to outsource without seeking for the SEC approval; they simply need to notify the SEC in advance, if the outsourcees are as follows; (i) a financial institution, (ii) a subsidiary of the
mutual fund whose investment policy is more flexible than that of a retail fund and whose investment units are restricted to be offered and held by institutional investors , high net worth investors and
investment policy is more flexible than that of a retail fund and whose investment units are restricted to be offered and held by institutional investors, high net worth investors and 1 Amended by the
wide-ranging impacts to all industries as well as our businesses. Fortunately, Central Retail has multi-category, multi-format, and multi-market businesses as well as is flexible and fast to execute
investment in deposit, other instruments issued by and transactions with financial institutions will be based on credit rating of instrument or financial institution. This will allow the fund to diversify